Course Overview

Course Overview

This two-day Organisational Compliance Management Course is designed to provide participants with comprehensive knowledge and practical skills necessary for effectively managing and ensuring compliance within their organizations. The course emphasizes understanding regulatory requirements, establishing robust compliance programs, managing risks, and creating a compliance-oriented culture. Practical exercises, case studies, and group discussions will be used to facilitate hands-on learning and ensure practical application.

Duration: 2 Days  

Learning Outcomes

Upon successful completion of this course, participants will be able to:

• Understand the fundamental principles and frameworks of organisational compliance management.
• Identify and interpret applicable regulatory requirements relevant to their organization.
• Develop, implement, and manage effective compliance policies and procedures.
• Conduct compliance risk assessments and implement appropriate control measures.
• Foster a culture of compliance throughout the organization.
• Utilize effective communication strategies to ensure compliance awareness and accountability.
• Perform compliance monitoring, auditing, and continuous improvement activities.

Course Content

Day 1: Foundations of Organisational Compliance

Module 1: Introduction to Compliance Management

• Definition, importance, and benefits of compliance management
• Overview of compliance frameworks and standards (ISO, COSO, industry-specific guidelines)
• Roles and responsibilities in organisational compliance

Module 2: Regulatory Requirements and Compliance Obligations

• Identifying and understanding relevant regulations and legislation
• Practical strategies for interpreting and staying updated on compliance obligations
• Interactive regulatory review exercises and scenario discussions

Module 3: Developing Compliance Programs and Policies

• Components of an effective compliance management system
• Best practices for developing and documenting compliance policies
• Workshop on creating compliance policy documents and guidelines

Day 2: Risk Management, Culture, and Continuous Improvement

Module 4: Compliance Risk Assessment and Control

• Principles and methodologies of compliance risk assessment
• Risk identification, evaluation, and prioritization
• Practical risk assessment exercises and case study analysis

Module 5: Fostering a Compliance-Oriented Culture

• Strategies for promoting compliance awareness and accountability
• Communication techniques and training methods for compliance
• Interactive discussions on creating and sustaining compliance culture

Module 6: Monitoring, Auditing, and Continuous Improvement

• Techniques for effective compliance monitoring and auditing
• Responding to non-compliance and implementing corrective actions
• Continuous improvement methodologies for compliance management
• Practical compliance audit simulation exercises

Couse Difficulty: Intermediate